Message #118 From:
Stock News Bot Date: January 17, 2007 03:35:00 AM
SPW News ABN AMRO BANK N.V. UK Regulatory Announcement: EPT Disclosure
LONDON--(BUSINESS WIRE)--
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1.KEY INFORMATION
Name of exempt principal trader
ABN AMRO BANK N.V. London Branch
Company dealt in
Scottish Power Plc
Class of relevant security to which the dealings being disclosed
relate (Note 1)
Ordinary 42p
Date of dealing
16th January 2007
2.INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a)Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Long
Short
Number (%)
Number (%)
(1) Relevant securities
8,208,814 (0.5515%)
1,317,685 (0.0885%)
(2) Derivatives (other than options)
0 (0%)
0 (0%)
(3) Options and agreements to purchase/sell
0 (0%)
2,250,000 (0.1512%)
Total
8,208,814 (0.5515%)
3,567,685 (0.2397%)
(b)Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security:
Convertible Bond
Long
Short
Number (%)
Number (%)
(1) Relevant securities
9,249,000 (1.3213%)
0 (0%)
(2) Derivatives (other than options)
0 (0%)
0 (0%)
(3) Options and agreements to purchase/sell
0 (0%)
0 (0%)
Total
9,249,000 (1.3213%)
0 (0%)
(c)Rights to subscribe (Note 2)
Class of relevant security:
Details
3.DEALINGS (Note 3)
(a)Purchases and sales
Purchase/sale
Number of securities
Price per unit (Note 4)
Sale
106,865
7.4250 GBP
(b)Derivatives transactions (other than options)
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
(c)Options transactions in respect of existing securities
(i)Writing, selling, purchasing or varying
Product name,
e.g. call option
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
(ii)Exercising
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
(d)Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7)
Details
Price per unit (if applicable)(Note
4)
4.OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred
to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this
should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO
Number of securities to which the option or derivative relates
Exercise price (Note 2)
Type, e.g. American, European etc.
Expiry date
March 2007 700 Call
Written
1,000,000
7.0000 GBP
American
16-03-2007
March 2007 700 Call
Written
1,250,000
7.0000 GBP
American
16-03-2007
Notes
1. Where there are open option positions or open derivative positions
(except for CFDs), full details should be given. Full details of any
existing agreements to purchase or to sell should also be given on this
form.
2. For all prices and other monetary amounts, the currency must be
stated.
For details of the Code’s dealing disclosure
requirements, see Rules 8 and 38.5 and their Notes which can be viewed
on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
